Causality and Public Policy

Authors

  • Ivan Ribeiro Universidade Federal de São Paulo (UNIFESP)

Keywords:

Causal mechanisms, policy outcomes, law and public policy, evidence-based policymaking

Abstract

The exploration of causal relationships in public policy analysis is necessary for comprehending the efficacy of government interventions. Bucci (2013) proposed examining individual cases to infer the effectiveness of legal and regulatory frameworks, emphasizing the importance of developing suitable methodologies to advance research in the field. We suggest that shifting the focus to policy outcomes and delving into both the underlying mechanisms and the generating models responsible for these outcomes enhances our understanding of how policies generate impacts.

An examination of these causal mechanisms, whether explicit or implicit, provides researchers with valuable information into how policies unfold and achieve desired objectives. This analytical approach requires clear and transparent explanations, consideration of contextual factors, and an understanding of the intricate feedback loops and interactions that influence policy effects. By acknowledging the diversity and complexity of these mechanisms, researchers can better comprehend the dynamic and sometimes nonlinear nature of political processes, facilitating a more comprehensive analysis of policies.

Downloads

Download data is not yet available.

Author Biography

Ivan Ribeiro, Universidade Federal de São Paulo (UNIFESP)

Coordenador e pesquisador principal do Centro de Estudos da Ordem Econômico (CEOE/Unifesp), Professor de Direito e Políticas Públicas da Universidade Federal de São Paulo e Senior Research Scholar da Universidade de Yale. Professor Colaborador e Orientador de Pós-graduação stricto sensu da Universidade Federal do Estado do Rio de Janeiro (UniRio). Orcid: 0000-0003-4706-7408. Lattes: http://lattes.cnpq.br/1537678142289537. Id SSRN: 333021.

References

BARROWMAN, Nick. Correlation, causation, and confusion. The New Atlantis, p. 23-44, 2014.

BOUDON, Raymond. Generating models as a research strategy. In: MERTON, Robert (ed.) Qualitative and Quantitative Social Research. Nova York: Free Press, 1979.

BOUDON, Raymond. Generating models as a research strategy. In: MERTON, Robert (ed.) Qualitative. What Middle-Range Theories Are. Contemporary Sociology, v. 20, n. 4, 1991, p. 519-22.

BOUDON, Raymond. Generating models as a research strategy. In: MERTON, Robert (ed.) Qualitative. Social mechanisms without black boxes. In: HEDSTROM, Peter; SWEDBERG, Richard (eds.) Social mechanisms: An analytical approach to social theory. Cambridge University Press, 1998.

DE AZEVEDO, Sérgio; ARAÚJO, Maria Bernadette. Questões metodológicas sobre o “déficit habitacional”: o perigo de abordagens corporativas. Cadernos metrópole, n. 17, p. 241-255, 2007.

DECKER, Christopher S. Corporate environmentalism and environmental statutory permitting. The Journal of Law and Economics, v. 46, n. 1, p. 103-129, 2003.

DELLA PORTA, Donatella; KEATING, Michael (Ed.). Approaches and methodologies in the social sciences: A pluralist perspective. Cambridge University Press, 2008.

DONOHUE III, John J.; LEVITT, Steven D. The impact of legalized abortion on crime. The Quarterly Journal of Economics, v. 116, n. 2, p. 379-420, 2001.

GOLDMAN, Dana P.; SMITH, James P. Can patient self-management help explain the SES health gradient? Proceedings of the National Academy of Sciences, v. 99, n. 16, p. 10929-10934, 2002.

HECKMAN, James J. Policies to foster human capital. Research in economics, v. 54, n. 1, p. 3-56, 2000.

HECKMAN, James J.; VYTLACIL, Edward J. Econometric evaluation of social programs, part I: Causal models, structural models and econometric policy evaluation. Handbook of econometrics, v. 6, p. 4779-4874, 2007.

KAUSHIK, Vibha; WALSH, Christine A. Pragmatism as a research paradigm and its implications for social work research. Social sciences, v. 8, n. 9, p. 255, 2019.

KENDALL, Patricia L.; LAZARSFELD, Paul F. The Relation Between Individual and Group Characteristics in ‚The American Soldier ‘. The language of social research, p. 290-296, 1955.

KLEINBERG, Samantha (Ed.). Time and Causality Across the Sciences. Cambridge University Press, 2019.

MEEK, Jack W. Complexity theory for public administration and policy. Emergence: Complexity and Organization, v. 12, n. 1, p. 1, 2010.

MERTON, Robert K. Chapter II - On Sociological Theories of the Middle Range, In: ______, Social theory and social structure. New York: Free Press, pp.39-72, 1968 enlarged edition. ISBN 978-0-02-921130-4.

METTLER, Suzanne; SORELLE, Mallory. Policy feedback theory. In: Theories of the policy process. Routledge, 2018. p. 103-134.

PAWSON, Ray; TILLEY, Nick. Realistic evaluation. Sage, 1997.

PLATT, Jennifer. Case Study. In: Outhwaite, W. & Turner, SP (eds.) The SAGE Handbook of Social Science Methodology, 2007.

RIBEIRO, Ivan César. Análise de Impacto Regulatório: Uma Abordagem de Estudos de Eventos, Economic Analysis of Law Review, Vol. 11 No. 3, 2021. DOI: https://doi.org/10.31501/ealr.v11i3.11023.

RIBEIRO, Ivan César. Políticas Públicas e Teorias do Estado: o papel das teorias de médio alcance. REI - Revista Estudos Institucionais, 5(3), 856–877, 2019. DOI: https://doi.org/10.21783/rei.v5i3.432.

RIBEIRO, Ivan César. Os megabancos e as crises financeiras: uma análise teórica e jurimétrica da regulação e do direito concorrencial. São Paulo: Almedina, 2015. ISBN: 978-858-49-3065-4.

RIBEIRO, Ivan César. Regulação financeira, poder no mercado e crise financeira. Tese de doutorado: USP, Faculdade de Direito, São Paulo, 2012. Disponível em: http://www.teses.usp.br/teses/disponiveis/2/2132/tde-30072013-231616/. Acesso em 12 de novembro de 2021.

RIBEIRO, Ivan César. Regulatory impact analysis and cost benefit analysis: what is different across the sea? In: Revista de Direito Público da Economia – RDPE, nº 32, Belo Horizonte: Fórum, 2010a, pp. 73-87.

RIBEIRO, Ivan César. Cost Benefit Analysis in Financial Regulation: First Lessons from the 2008 Crisis. Revista de Direito Bancário e do Mercado de Capitais, v. 50, p. 47-75, 2010b.

SCHMIDT, João Pedro. Para estudar políticas públicas: aspectos conceituais, metodológicos e abordagens teóricas. Revista do Direito, v. 3, n. 56, p. 119-149, 2018.

STRAND, Mali; FOSSE, Elisabeth. Tackling health inequalities in Norway: applying linear and non-linear models in the policy-making process. Critical Public Health, v. 21, n. 3, p. 373-381, 2011.

Published

2024-03-14 — Updated on 2024-04-17

Versions

How to Cite

RIBEIRO, I. (2024). Causality and Public Policy. Law and Public Policy Review, 4(2). Retrieved from https://seer.unirio.br/rdpp/article/view/13167 (Original work published March 14, 2024)